Cuong T Oum

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Previous Registrations

• 2009-06-26 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
• 2009-05-02 → 2009-06-24
  Chase Investment Services Corp.
  San Francisco, CA
  San Francisco, CA
• 2006-01-09 → 2009-05-02
  Wamu Investments, Inc.
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; SAN FRANCSICO, CA; 100% OWNER; START DATE 6/2005; 0 HRS PER MONTH; DUTIES - COLLECT RENT.

Exams

• S66 Uniform Combined State Law Examination
  2000-11-02

Other Names

• Andy Oum