Robert Hugh Lau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 01/2022
  D.A. Davidson & Co.
  Lincoln, NE
• 01/2022 → Present
  Lpl Financial, Llc
  Lincoln, NE

Previous Registrations

• 2009-07-02 → 2022-01-12
  D.A. Davidson & Co.
  Lincoln, NE
  Lincoln, NE
• 2008-01-01 → 2009-06-18
  Wells Fargo Clearing Services, Llc
  Lincoln, NE
• 2001-03-05 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Lincoln, NE
  Lincoln, NE
  St. Louis, MO

Other Businesses

1) 7/2015 - Business Entity For Tax/Investment Purposes Only - H. P Lau Co - Not Investment Related - Lincoln, NE 68562 2) 12/2021 - DBA for LPL Business (entity for LPL business) - Lau Financial Group - Investment Related - 100% - Lincoln, NE 68506 3) 1/2011 - Other (Business Owner) - Huge Buck Balls, LLC - Lincoln, NE 68502

Exams

• S66 Uniform Combined State Law Examination
  2000-10-06

Other Names

• Hugh Lau