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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| AL | RA | APPROVED | 2022-11-10 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Florence | AL | 06/2011 | 02/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2019 |
| Wells Fargo Clearing Services, Llc | Huntsville | AL | 02/2019 | 11/2022 |
| Wells Fargo Advisors Financial Network, Llc | Decatur | AL | 11/2022 | Present |
FOX CREEK FARMS LLC, INV RELATED, TRINITY, AL, 17% OWNERSHIP, START 5/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, FAMILY FARM JLG FARMS, INV RELATED, DECATUR, AL, 100% OWNERSHIP WITH SPOUSE, START 2/15/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, FAMILY FARM CAMP CRAZE LLC, INV RELATED, DANVILLE, AL, 50% OWNERSHIP, START 4/3/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, FARMING OLD ICE HOUSE LLC, INV RELATED, DECATUR, AL, 55% OWNERSHIP, START 4/2/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, COMMERCIAL RENTAL PROPERTY BJC WEALTH MANAGEMENT INC, INV RELATED, DECATUR, AL, 100% OWNERSHIP, START 8/23/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. RIVERFRONT OVERRIDE PARTRNERS, LLC, INVT RELATED, DECATUR, AL, 24% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RWM HOLDINGS, LLC, INVT RELATED, DECATUR, AL, 26.7% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RWM PARTNERS, LLC, INVT RELATED, DECATUR, AL, 33.33% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RIVERFRONT OVERRIDE HOLDINGS, LLC, INVT RELATED, DECATUR, AL, 19.24% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RWM OPERATING ENTITY, LLC, INVT RELATED, DECATUR, AL, 33.33% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-05 |
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