Brooks Judson Collins

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 02/2019
  Morgan Stanley Smith Barney
  Florence, AL
• 01/2015 → 02/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2019 → 11/2022
  Wells Fargo Clearing Services, Llc
  Huntsville, AL
• 11/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Decatur, AL

Previous Registrations

• 2019-02-15 → 2022-11-09
  Wells Fargo Clearing Services, Llc
  Florence, AL
  Huntsville, AL
  Decatur, AL
  Decatur, AL
  Florence, AL
• 2011-06-29 → 2019-02-19
  Morgan Stanley
  Decatur, AL
  Florence, AL
  Decatur, AL
  Florence, AL
• 2007-02-13 → 2011-07-11
  Morgan Keegan & Company, Llc
  Florence, AL
  Decatur, AL
• 2003-07-10 → 2007-02-20
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2003-02-19 → 2003-09-08
  Amsouth Investment Services, Inc.
  Florence, AL
  Florence, AL
  Muscle Shoals, AL
  Florence, AL

Other Businesses

FOX CREEK FARMS LLC, INV RELATED, TRINITY, AL, 17% OWNERSHIP, START 5/1/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, FAMILY FARM JLG FARMS, INV RELATED, DECATUR, AL, 100% OWNERSHIP WITH SPOUSE, START 2/15/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, FAMILY FARM CAMP CRAZE LLC, INV RELATED, DANVILLE, AL, 50% OWNERSHIP, START 4/3/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, FARMING OLD ICE HOUSE LLC, INV RELATED, DECATUR, AL, 55% OWNERSHIP, START 4/2/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, COMMERCIAL RENTAL PROPERTY BJC WEALTH MANAGEMENT INC, INV RELATED, DECATUR, AL, 100% OWNERSHIP, START 8/23/2022, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. RIVERFRONT OVERRIDE PARTRNERS, LLC, INVT RELATED, DECATUR, AL, 24% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RWM HOLDINGS, LLC, INVT RELATED, DECATUR, AL, 26.7% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RWM PARTNERS, LLC, INVT RELATED, DECATUR, AL, 33.33% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RIVERFRONT OVERRIDE HOLDINGS, LLC, INVT RELATED, DECATUR, AL, 19.24% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, MERCHANT CASH AGREEMENT. RWM OPERATING ENTITY, LLC, INVT RELATED, DECATUR, AL, 33.33% OWNERSHIP, START DATE 7/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-05