Dustin Payne

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → 12/2019
  Transamerica Capital Inc
  Denver, CO
• 04/2004 → 01/2020
  Transamerica Life Insurance Company
  Denver, CO
• 01/2020 → 01/2025
  Transamerica Investors Securities Corporation
  Denver, CO
• 01/2025 → 11/2025
  Unemployed
  Highlands Ranch, CO
• 11/2025 → Present
  Lpl Financial
  Centennial, CO

Previous Registrations

• 2008-08-21 → 2011-05-23
  Transamerica Investment Management, Llc
  Denver, CO

Other Businesses

1) 11/18/2025 / Core Wealth Management / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 800 Total Hours per month

Exams

• S66 Uniform Combined State Law Examination
  2025-05-08
• S65 Uniform Investment Adviser Law Examination
  2001-12-21
• S63 Uniform Securities Agent State Law Examination
  1999-07-23

Other Names

• Dustin John Payne