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James E. Sullivan

Beaird Harris

Dallas, TX

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Current Employers
Beaird Harris

5005 Lyndon B Johnson Fwy Ste 1700, Dallas, TX 75244 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-24
  • TX RA
    APPROVED
    Since 2017-03-24

Branch Locations

5005 Lyndon B Johnson Fwy Ste 1700, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Dallas TX 06/1999 01/2017
Beaird Harris Wealth Management, Inc. Dallas TX 01/2017 Present
  • 06/1999 → 01/2017
    Fidelity Investments
    Dallas, TX
  • 01/2017 → Present
    Beaird Harris Wealth Management, Inc.
    Dallas, TX
Previous Registrations
  • 2004-01-20 → 2017-01-26
    Strategic Advisers Llc
    Westlake, TX
  • 2005-01-13 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-01
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2003-10-01
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08
Designations
Other Names
  • Tra Sullivan
  • James E. Sullivan

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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