Mark D. Douglas

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2023-06-29

VA RA
APPROVED

Since 2023-06-29

Branch Locations

Richmond, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bowman Gaskins Fin. Group	Vienna	VA	07/2000	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

07/2000 → Present

Bowman Gaskins Fin. Group

Vienna, VA
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2003-08-01 → 2013-09-03

Walnut Street Securities, Inc.

Palm Beach, CA

Palm Springs, CA
2001-01-08 → 2003-08-01

Nathan & Lewis Securities, Inc.

Vienna, VA

Other Businesses

INDEPENDENT INSURANCE AGENT/BOWMAN GASKINS FINANCIAL GROUP,ISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH,BEGAN 07/2000, 15HRS/WKDY ONLY. NON PARTICIPATING CPA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-11-02

S66 Uniform Combined State Law Examination

2000-11-02

View on SEC IAPD