Roberta Suzanne Hunter

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-10-24
CA	RA	APPROVED	2015-10-12

TX RA
APPROVED_RES

Since 2018-10-24
CA RA
APPROVED

Since 2015-10-12

Branch Locations

Carmel By The Sea, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network	Capitola	CA	10/2015	Present

10/2015 → Present

Wells Fargo Advisors Financial Network

Capitola, CA

Previous Registrations

2009-06-01 → 2015-10-14

Morgan Stanley

Capitola, CA

Santa Cruz, CA
2004-01-09 → 2009-06-01

Citigroup Global Markets Inc.

Scotts Valley, CA

Capitola, CA

Scotts Valley, CA
2000-08-30 → 2004-01-09

Morgan Stanley Dw Inc.

Santa Cruz, CA

Other Businesses

WAVECREST WEALTH MANAGEMENT LLC, INV RELATED, CAPITOLA, CA, 100% OWNERSHIP, START 10/9/2015, 160 HOURS PER MONTH, 5 HOURS DURING TRADING, FINET PRACTICE. DURABLE POWER OF ATTORNEY FOR FRIEND; INV RELATED; SANTA CRUZ,CA; POA; START DATE: 01/19/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-08-26

S66 Uniform Combined State Law Examination

1999-08-26

View on SEC IAPD