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David Russell Farkouh

Ameriprise Financial Services, LLC

San Jose, CA

San Jose, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-15
CA RA APPROVED 2004-02-20
  • TX RA
    APPROVED_RES
    Since 2014-09-15
  • CA RA
    APPROVED
    Since 2004-02-20

Branch Locations

225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Campbell CA 09/2003 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2175 Dutch Draft Drive Reno, NV 89521, ,; Investment-Related; 11/13/2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-19
  • S66 Uniform Combined State Law Examination
    2004-02-19
Designations

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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