Keith Alan Joffe

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-06-29
PA	RA	APPROVED	2016-01-12

TX RA
APPROVED_RES

Since 2016-06-29
PA RA
APPROVED

Since 2016-01-12

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Philadelphia	PA	01/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	02/2016	Present

01/2016 → Present

Morgan Stanley Smith Barney Llc

Philadelphia, PA
02/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2009-09-16 → 2016-02-09

Credit Suisse Securities (Usa) Llc

West Conshohocken, PA
2002-07-29 → 2002-09-05

Equitable Advisors, Llc

Philadelphia, PA
2001-08-10 → 2002-09-04

Progress Financial Advisors

Philadelphia, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-21

S66 Uniform Combined State Law Examination

2000-09-21

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews