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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
CA RA APPROVED 2019-08-05
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • CA RA
    APPROVED
    Since 2019-08-05

Branch Locations

5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States

Fresno, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Fresno CA 11/2006 Present
Other Businesses

(1) NAME OF ENTITY: T L C Toastmasters ADDRESS: 255 N Fulton No. 108 Fresno CA 93701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 08, 2026 CAPACITY: Officer DUTIES: Provide positive leadership to all officers and members; Build a cohesive team and ensure all tasks are completed; Oversee and facilitate club meetings; Lead by example and treat all members fairly and equally; Hold yourself and other officers accountable; Be diplomatic in resolving conflict; Encourage participation in Distinguished Club Program; Ensure financial responsibility and accountability for club funds; Remain current with the Leader Letter; Represent club at district leadership and area council meetings; Be familiar with all aspects of the Addendum of Standard Club Options and Club Constitution. HOURS DEVOTED PER MONTH: 10 or less HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S66 Uniform Combined State Law Examination
    2019-08-05
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Sheila Lynette Gray
  • Shelia Lynette Gray

View on SEC IAPD

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