Pierre Michael Pettigrew

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2020-02-11
CT	RA	APPROVED	2019-03-27

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2020-02-11
CT RA
APPROVED

Since 2019-03-27

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New York	NY	07/2001	10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	02/2019	Present
Unemployed	New York	NY	11/2018	01/2019
Bank Of America, N.A.	New York	NY	04/2019	Present

07/2001 → 10/2018

Citigroup Global Markets Inc.

New York, NY
02/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2018 → 01/2019

Unemployed

New York, NY
04/2019 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*1391305 Entity Type: Charitable Name of outside business organization: The Friends of McGill University Investment related: No Address of business: New York, New York, 10185 Position, title, association: Committee, Endowment committee Start date of relationship: 11/28/2023 Number of hours devoted: 4 hours Yearly Number of hours devoted during trading hours: 0 Duties: Opine along with other members of the committee on how to disseminate gifts to McGill University: scholarship funding, professor chairs, etc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-26
S63	Uniform Securities Agent State Law Examination	2001-12-10

S66 Uniform Combined State Law Examination

2019-03-26
S63 Uniform Securities Agent State Law Examination

2001-12-10

Other Names

Pierre M Pettigrew
Pierre Pettigrew

View on SEC IAPD