Brian A. Pecker

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1980 → Present
  Shine & Company Llp
  Ny, NY
• 08/1998 → 09/2025
  Avantax Investment Services, Inc.
  Ft Lauderdale, FL
• 01/2020 → 12/2022
  Prager Metis Cpas Llc
  New York, NY
• 01/2013 → 09/2025
  Avantax Advisory Services
  Ft Lauderdale, FL
• 07/2025 → Present
  Cetera Investment Advisors, Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Yonkers, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Yonkers, NY

Previous Registrations

• 2021-08-18 → 2025-09-05
  Avantax Advisory Services
  Yonkers, NY
  Dallas, TX
  Ft Lauderdale, FL
  Ft Lauderdale, FL

Other Businesses

1) Shine & Company LLP15 Sidehill Lane~Yonkers~NY~10710~Tax Preparation/Accounting~Partner/General Partner~10/25/2010~160hrs~160hrs~Partner 2) WFP, LLC POSITION: Partner/General Partner NATURE: Rental Property Owner/Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/25/2010 ADDRESS: 15 Sidehill Lane, Yonkers NY 10710, DESCRIPTION: managing member of LLC that owns and operates real estate. 3) BPFINANCIAL SERVICES POSITION: owner NATURE: BP Financial Services is not an entity, it is a domain name used for eclone email. No d/b/a has been filed. I, Brian Pecker, Rep# 13990, am a sole proprietor and a Financial Services Representative of Avantax. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 3200 Port Royale Drive N., Apt 2006, Ft. Lauderdale FL 33308, United States DESCRIPTION: The main services provided by Brian Pecker/BP Financial Services, are assisting clients to: Measure their risk tolerance Identify their investments goals Determine an appropriate asset allocation Fund their asset allocation with mutual funds or managed accounts Assist day to day transaction, including RMD distributions. Discuss portfolio performance and any changes in client circumstances

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-06-01
• S63 Uniform Securities Agent State Law Examination
  1998-11-10

Other Names

• Brian A Pecker