Thomas Ryan Seneca

Employer firm

T.m. Wealth Management CRD 287965

$210M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 11/2017
  Girard Securities,Inc.
  San Diego, CA
• 11/2017 → 12/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2017 → Present
  T.M. Wealth Management, Llc
  Reston, VA
• 12/2017 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2017-11-01 → 2017-12-07
  Cetera Wealth Services, Llc
  Orem, UT
  Reston, VA
• 2012-01-25 → 2017-11-01
  Girard Securities, Inc.
  Washington, UT
  Orem, UT
  Washington, UT
  Washington, UT
  Reston, VA
• 2011-02-28 → 2012-01-19
  My Investment Advisor, Inc.
  St George, UT

Other Businesses

1. T.M. Wealth Management, LLC-Investment related-11702 Bowman Green Drive, Suite 300, Reston, VA 20190-RIA-Partner-12/2017-20 hrs/mth-4 during trading hrs-IAR 2. Licensed Insurance Agent. Not Investment Related. 11702 Bowman Green Drive, Suite 300, Reston, VA 20190. Insurance. Agent. 01/2012. 10 Hrs/Mo; 1 During Trading Hours. Selling Insurance Products. 3. Landlord - Not Investment Related - 11702 Bowman Green Drive, Ste 300, Reston VA 20190 - Rental property - Owner - 10/01/2020 - 0 hours/mo - 0 security hours a month - own real estate.

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-01-31
• S65 Uniform Investment Adviser Law Examination
  2011-02-24