Lijoy G Thomas

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Wfgia
  Houston, TX
• 01/2012 → Present
  Transamerica Financial Advisors, Llc
  Houston, TX
• 11/2012 → 10/2018
  St.JOseph'S Medical In The Heights
  Houston, TX
• 12/2012 → 10/2018
  Rental Property
  Katy, TX
• 07/2014 → Present
  Heartland Institue Of Financial Education
  Greenwood Village, CO
• 02/2016 → Present
  Wsb Spartans Inc
  Cyprus, TX

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WSB- co-brand utilized by WFG agents (not a WFG company)- not an employee or an officer/director, no compensation HEARTLAND INSTITUE OF EDUCATION; not investment related, CFE as of 07/2014; 8301 E. Prentice Aven, Greenwood Village, CO, 80111/0/0. WSB Spartans Inc; Investment related/ No; 20118 Emery Spur Ln. Cypress, TX 77433; Partner; 02/18/2016; hours per month 0; hours during securities trading 0; This OBA will only be used for income tax purposes only. It may not be held out to the public

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-11
• S63 Uniform Securities Agent State Law Examination
  2001-01-11