Christopher Adam Root

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-08
MN	RA	APPROVED	2013-11-25
IA	RA	APPROVED	2003-01-02

TX RA
APPROVED

Since 2021-01-08
MN RA
APPROVED

Since 2013-11-25
IA RA
APPROVED

Since 2003-01-02

Branch Locations

2407 109Th Ave Ne Ste 210, Blaine, MN 55449-5770 • United States

7601 France Ave S Ste 600, Edina, MN 55435-5971 • United States

Plymouth, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Edina	MN	07/2000	03/2020
Ameriprise Financial Services, Llc	Edina	MN	03/2020	Present

07/2000 → 03/2020

Ameriprise Financial Services Inc

Edina, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Edina, MN

Other Businesses

Business Ownership; CR Enterprises L.L.C.; Owner; Manage Ameriprise Business; 7601 France Ave S, , Edina, MN, 55435; Investment-Related; 12/27/2023; 60 hours per month; 60 during trading hours. Outside Employment; CR Enterprises; Owner; Manage advisory business; 5500 Garland Ln N, , Plymouth, MN, 55446; Investment-Related; 10/30/2026; 20 to 39 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-12-19

S66 Uniform Combined State Law Examination

2002-12-19

Designations

View on SEC IAPD