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Gina Kelley Schwartz

Raymond James & Associates, Inc.

Athens, GA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-02-13
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

2470 Daniels Bridge Road Bldg 100 Ste 151, Athens, GA 30606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Athens GA 02/2013 Present
Previous Registrations
  • 2007-06-22 → 2013-02-13
    Morgan Keegan & Company, Llc
    Athens, GA
    Athens, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-21
S63 Uniform Securities Agent State Law Examination 2002-03-25
  • S66 Uniform Combined State Law Examination
    2007-06-21
  • S63 Uniform Securities Agent State Law Examination
    2002-03-25
Other Names
  • Gina Marie Kelley
  • Gina Marie Faulkner
  • Gina Marie Kelly
  • Gina Kelley Schwartz

View on SEC IAPD

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Other Offices

CANNON FINANCIAL STRATEGISTS, INC. · ATHENS, GA
PARK AVENUE SECURITIES LLC · Athens, GA
ELWOOD & GOETZ · ATHENS, GA
LPL FINANCIAL LLC · ATHENS, GA
EDWARD JONES · ATHENS, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Athens, GA
KINGSWOOD WEALTH ADVISORS, LLC · Athens, GA

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