Christopher Maxime Shea

Current Employers

Wealthplan Investment Management Llc

101 S 108Th Ave 3Rd Floor, Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-10-15
NE	RA	APPROVED	2024-10-15

CT RA
APPROVED

Since 2024-10-15
NE RA
APPROVED

Since 2024-10-15

Branch Locations

Old Greenwich, CT • United States

101 S 108Th Ave 3Rd Floor, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Catametrics Management, Llc	Westport	CT	08/2014	12/2018
Skyview Investment Advisors, Llc	Greenwich	CT	09/2018	05/2019
Wealthsource Partners, Llc	Greenwich	CT	05/2019	02/2020
Catametrics Capital, Llc	Westport	CT	08/2014	12/2018
Wealthsource Partners, Llc	Old Greenwich	CT	02/2020	05/2024
Wealthplan Investment Management	Omaha	NE	10/2024	Present
Unemployed	Old Greenwich	CT	06/2024	09/2024

08/2014 → 12/2018

Catametrics Management, Llc

Westport, CT
09/2018 → 05/2019

Skyview Investment Advisors, Llc

Greenwich, CT
05/2019 → 02/2020

Wealthsource Partners, Llc

Greenwich, CT
08/2014 → 12/2018

Catametrics Capital, Llc

Westport, CT
02/2020 → 05/2024

Wealthsource Partners, Llc

Old Greenwich, CT
10/2024 → Present

Wealthplan Investment Management

Omaha, NE
06/2024 → 09/2024

Unemployed

Old Greenwich, CT

Previous Registrations

2019-06-10 → 2024-06-07

Wealthsource®

Greenwich, CT

Old Greenwich, CT
2017-01-13 → 2018-12-31

Catametrics Management, Llc

Westport, CT
2014-09-05 → 2016-12-31

Catametrics Management, Llc

Westport, CT
2012-01-12 → 2014-08-19

U.S. Financial Advisors

Wilmington, DE
2001-05-03 → 2007-10-26

U.S. Financial Advisors

Braintree, MA

Other Businesses

1.) SHEA, LLC; NOT INVESTMENT RELATED; (PRIVATE RESIDENCE) OLD GREENWICH, CONNECTICUT; HOLDING COMPANY; OWNER; JUNE 23, 2014 START DATE; APPROXIMATELY 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ALL DUTIES OF AN OWNER. _____ | _____

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-02

S66 Uniform Combined State Law Examination

2001-01-02

Designations

View on SEC IAPD