Christopher Maxime Shea

Employer firm

Wealthplan Investment Management LLC CRD 311364

$2.19B regulatory AUM 372 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 12/2018
  Catametrics Management, Llc
  Westport, CT
• 09/2018 → 05/2019
  Skyview Investment Advisors, Llc
  Greenwich, CT
• 05/2019 → 02/2020
  Wealthsource Partners, Llc
  Greenwich, CT
• 08/2014 → 12/2018
  Catametrics Capital, Llc
  Westport, CT
• 02/2020 → 05/2024
  Wealthsource Partners, Llc
  Old Greenwich, CT
• 10/2024 → Present
  Wealthplan Investment Management
  Omaha, NE
• 06/2024 → 09/2024
  Unemployed
  Old Greenwich, CT

Previous Registrations

• 2019-06-10 → 2024-06-07
  Wealthsource®
  Greenwich, CT
  Old Greenwich, CT
• 2017-01-13 → 2018-12-31
  Catametrics Management, Llc
  Westport, CT
• 2014-09-05 → 2016-12-31
  Catametrics Management, Llc
  Westport, CT
• 2012-01-12 → 2014-08-19
  U.S. Financial Advisors
  Wilmington, DE
• 2001-05-03 → 2007-10-26
  U.S. Financial Advisors
  Braintree, MA

Other Businesses

1.) SHEA, LLC; NOT INVESTMENT RELATED; (PRIVATE RESIDENCE) OLD GREENWICH, CONNECTICUT; HOLDING COMPANY; OWNER; JUNE 23, 2014 START DATE; APPROXIMATELY 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ALL DUTIES OF AN OWNER. _____ | _____

Exams

• S66 Uniform Combined State Law Examination
  2001-01-02

Designations

• Chartered Financial Analyst