Rashid Afzal

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Citigroup Global Markets Inc.
  Baltimore, MD
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Purchase, NY
• 03/2017 → Present
  Morgan Stanley Services Group Inc.
  Baltimore, MD

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  New York, NY
  Baltimore, MD
  New York, NY
• 2004-11-03 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD
• 2002-03-20 → 2004-08-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC

Other Businesses

Al Rahmah School; Investment related; Baltimore MD; Nursery, Elementary and Middle School; Board of Education Member (proprietor, partner, officer, director, employee, trustee, agent); May 2019; During business hours: 0; After business hours: 2; support the school's mission.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-15