Michael Hollis Stewart

Current Employers

Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-12-16
IL	RA	APPROVED	2015-05-28

WI RA
APPROVED

Since 2024-12-16
IL RA
APPROVED

Since 2015-05-28

Branch Locations

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

2810 Crossroads Drive Suite 4000 ( Unmanned Satellite Office), Madison, WI 53718 • United States

265 Exchange Drive Suite 101, Crystal Lake, IL 60014 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Grayslake Business Partnership Llc	Grayslake	IL	07/2014	03/2018
Crystal Lake Tax & Financial	Crystal Lake	IL	03/2008	Present
Sound Income Strategies, Llc	Crystal Lake	IL	05/2015	Present

07/2014 → 03/2018

Grayslake Business Partnership Llc

Grayslake, IL
03/2008 → Present

Crystal Lake Tax & Financial

Crystal Lake, IL
05/2015 → Present

Sound Income Strategies, Llc

Crystal Lake, IL

Previous Registrations

2006-10-28 → 2008-05-02

Fifth Third Securities, Inc.

Cary, IL

Crystal Lake, IL

Algonquin, IL

Woodstock, IL
2006-05-16 → 2006-10-19

Bmo Harris Financial Advisors, Inc.

Crystal Lake, IL

Barrington, IL
2005-12-14 → 2006-03-10

Bmo Harris Financial Advisors, Inc.

Woodstock, IL
2005-01-10 → 2005-12-31

Harrisdirect Llc

Woodstock, IL

Other Businesses

1. MICHAEL STEWART-FOUNDER/OWNER OF CRYSTAL LAKE TAX AND FINANCIAL- CONDUCTING SALES AND SERVICE OF FIXED AND INDEXED ANNUITIES, FIXED INSURANCE PRODUCTS, LIFE INSURANCE, TAX PREPARATION AND PLANNING. INVESTMENT RELATED. 265 EXCHANGE DRIVE SUITE 101 CRYSTAL LAKE, IL 60014. THIS ENCOMPASSES APPROXIMATELY 20% OF BUSINESS HOURS 2. THE RETIREMENT INCOME SOURCE - INVESTMENT RELATED - MARKETING TO PERSPECTIVE CLIENTS FOR INVESTMENT ADVISORY AND FIXED INSURANCE SERVICES. THIS DOES NOT ENCOMPASS ANY BUSINESS HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-04-20
S66	Uniform Combined State Law Examination	2004-12-23
S63	Uniform Securities Agent State Law Examination	2000-09-28

S65 Uniform Investment Adviser Law Examination

2015-04-20
S66 Uniform Combined State Law Examination

2004-12-23
S63 Uniform Securities Agent State Law Examination

2000-09-28

View on SEC IAPD