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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-06-21 |
| MA | RA | APPROVED | 2010-12-22 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
200 Friberg Parkway Suite 3001, Westborough, MA 01581 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Southborough | MA | 12/2010 | Present |
| Flagship Harbor Advisors, Llc | Southborough | MA | 12/2010 | Present |
(1) 12/17/2010: NO BUSINESS NAME - NOT INVESTMENT RELATED - AUTHOR - TIME SPENT 5% - I TEACH A COURSE "HOW TO PAY FOR COLLEGE WITHOUT SCRIFICING FOR YOUR RETIREMENT" THROUGH LOCAL CONTINUING EDUCATION OFFICES. MONTACHUSETT HIGH SCHOOL, LEXINGTON MINUTEMANL, ASSABET VALLEYL AND TRI-COUNTY HIGH SCHOOLS, TOWN OF SOUTHBOROUGH. (2) 01/24/2011: FLAGSHIP HARBOR ADVISORS, LLC - INV REL - 136 TURNPIKE RD, SUITE 120, SOUTHBOROUGH, MA 01772-2101 - REGISTERED INVESTMENT ADVISOR - (HYBRID) FLAGSHIP HARBOR ADVISORS, LLC - 50% OF TIME SPENT - (Hybrid) Advisor will serve as an IAR under the RIA. Activites may include financial planning, rendering investment advice for a fee, or other related financial consulting. (3) 05/02/2011: NO BUSINESS NAME - INV REL - 136 TURNPIKE RD, SUITE 120, SOUTHBOROUGH, MA 01772-2101 - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - OFFERING FIXED INSURANCE AND FIXED ANNUITIES (4) 09/25/2014: NO BUSINESS NAME - INV REL - 136 TURNPIKE ROAD, SUITE 120, SOUTHBOROUGH, MA 01772 - CONSULTING - START 05/23/2014 - 10 HR/MO NONE DURING SECS TRDG HRS - PROVIDE ADVICE AND CONSULTING TO ADVISORS ABOUT EDUCATION PLANNING. (5) 10/03/2014: TRESTLEBRIDGE CAPITAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 136 TURNPIKE ROAD, SUITE 120, SOUTHBOROUGH, MA 01772 - START 09/26/2014 - 4 HR/MO ALL DURING SECS TRDG HRS (6) 11/07/2014: FLAGSHIP HARBOR ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 136 TURNPIKE ROAD, SUITE 120, SOUTHBOROUGH, MA 01772 - START 11/05/2014 - 80 HR/MO ALL DURING SECS TRDG HRS (7) 01/14/2015: FLAGSHIP HARBOR ADVISORS, LLC - INV REL - 136 TURNPIKE ROAD, SUITE 120, SOUTHBOROUGH, MA 01772 - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) TRESTLEBRIDGE CAPITAL - START 10/02/2014 - 5 HR/MO ALL DURING SECS TRDG HRS - I provide investment advisory services through Flagship Harbor Advisors dba TrestleBridge Capital, an independent investment advisor firm. I started this business activity in October, 2014. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (8) 12/12/2017 - Pay for College Without Sacrificing Your Retirement - Investment Related - Other-Book - Started 06/01/2008 - 1 Hour Per Month/0 Hours During Securities Trading. (9) 12/12/2017 - No Business Name - Investment Related - Other-Book - Started 07/01/2014 - 1 Hour Per Month/0 Hours During Securities Trading - Published book (Unconventional Investing) for sale on Amazon.com.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-08-17 |
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