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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-04-01
  • WA RA
    APPROVED
    Since 2020-04-01

Branch Locations

3611 Martin Way E., Olympia, WA 98506 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Lakewood WA 06/2003 02/2020
Key Investment Services Llc Brooklyn OH 01/2006 02/2020
Key Investment Services Olympia WA 02/2020 Present
  • 06/2003 → 02/2020
    Key Bank
    Lakewood, WA
  • 01/2006 → 02/2020
    Brooklyn, OH
  • 02/2020 → Present
    Key Investment Services
    Olympia, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-06
  • S66 Uniform Combined State Law Examination
    2000-10-06

View on SEC IAPD

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