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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-10-21 |
Branch Locations
19020 33Rd Ave West Suite 100, Lynnwood, WA 98036-4746 • United States
11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Pasadena | CA | 08/2016 | 02/2020 |
| Charles Schwab & Co., Inc. | Lynnwood | WA | 08/2021 | Present |
| Charles Schwab Bank, Ssb | Lynnwood | WA | 08/2021 | Present |
| Ep Wealth Advisors, Llc | Torrance | CA | 02/2020 | 08/2021 |
1) Waldebert Raquel | Investment Related:No|342 E 219th St|Carson|CA|90745|USA|Real Estate (Non-Agent/Broker)|Property Owner/Manager|9/1/2021|Less than 20|0|Collect rent and pay expenses to maintain rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-20 |
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