Best Investors Account Sign in
Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-25
  • CA RA
    APPROVED
    Since 2015-02-25

Branch Locations

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beverly Hills CA 01/2011 Present
  • 01/2011 → Present
    Wells Fargo Advisors Llc
    Beverly Hills, CA
Previous Registrations
  • 2011-01-03 → 2015-02-06
    Beverly Hills, CA
    Beverly Hills, CA
    Los Angeles, CA
    Beverly Hills, CA
  • 2010-03-26 → 2011-01-03
    Wells Fargo Investments, Llc
    Beverly Hills, CA
  • 2009-03-03 → 2010-03-12
    Barclays Capital Inc.
    Los Angeles, CA
  • 2002-01-31 → 2008-11-24
    Los Angeles, CA
Other Businesses

ZMAN HOLDINGS; INVESTMENT RELATED; MANHATTAN BEACH, CA; REAL ESTATE HOLDING CO; OWNER; START DATE 8/2012; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-30
  • S66 Uniform Combined State Law Examination
    2000-10-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westlake Village, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor