Thomas John Pelham

Employer firm

Kaufman Rossin Wealth, LLC CRD 301921

$507M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → Present
  Kaufman Rossin Wealth, Llc
  Miami, FL
• 08/2018 → Present
  Kaufman, Rossin & Co.
  Miami, FL
• 08/2015 → 06/2018
  Totalbank
  Miami, FL
• 08/2018 → Present
  Kr Financial Services, Llc Dba Kaufman Rossin Insurance Services
  Miami, FL

Other Businesses

1) KAUFMAN, ROSSIN & CO., NON-INVESTMENT RELATED, 3310 MARY STREET, SUITE 501, MIAMI, FL 33133, PRINCIPAL, BUSINESS CONSULTING, START DATE 08/2018, GENERALLY, 3 HOURS PER WEEK DURING SECURITY TRADING HOURS. 2) KR FINANCIAL SERVICES dba KAUFMAN ROSSIN INSURANCE SERVICES, NON-INVESTMENT RELATED, 3310 MARY STREET, SUITE 501, MIAMI, FL 33133, PRESIDENT AND LICENSED INSURANCE AGENT. START DATE 08/2018, 0 HOURS PER WEEK DURING SECURITY TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-08-16

Designations

• Certified Financial Planner

Other Names

• Thomas John Pelham
• Jay Pelham