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Maura Patricia Guthrie

Wells Fargo Clearing Services, LLC

Dallas, TX

Sarasota, FL

Sarasota, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-08
TX RA APPROVED 2017-11-29
  • FL RA
    APPROVED
    Since 2024-05-08
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

8115 Preston Rd Ste 300, Dallas, TX 75225 • United States

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Dallas TX 11/2008 11/2017
Wells Fargo Clearing Services Llc Dallas TX 11/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-22
  • S66 Uniform Combined State Law Examination
    2000-09-22
Designations

View on SEC IAPD

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