Richard Nelson Landis

Current Employers

Pfg Advisors

3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2015-03-26
TX	RA	APPROVED	2015-03-06

AZ RA
APPROVED

Since 2015-03-26
TX RA
APPROVED

Since 2015-03-06

Branch Locations

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tempe Schools Credit Union-Az	Tempe	AZ	01/2009	10/2017
Lpl Financial, Llc	Tempe	AZ	01/2009	10/2017
Pfg Advisors	Tempe	AZ	03/2015	Present
Securities America, Inc.	Tempe	AZ	10/2017	06/2024
Osaic Wealth, Inc.	Gilbert	AZ	06/2024	11/2025
Pfg Advisors	Phoenix	AZ	03/2015	Present
Rick Landis	Mesa	AZ	11/2000	Present

01/2009 → 10/2017

Tempe Schools Credit Union-Az

Tempe, AZ
01/2009 → 10/2017

Lpl Financial, Llc

Tempe, AZ
03/2015 → Present

Pfg Advisors

Tempe, AZ
10/2017 → 06/2024

Securities America, Inc.

Tempe, AZ
06/2024 → 11/2025

Osaic Wealth, Inc.

Gilbert, AZ
03/2015 → Present

Pfg Advisors

Phoenix, AZ
11/2000 → Present

Rick Landis

Mesa, AZ

Previous Registrations

2009-01-30 → 2017-10-11

Lpl Financial Llc

San Diego, CA

Tempe, AZ

Chandler, AZ

Gilbert, AZ
2008-04-15 → 2009-01-21

Cue Financial Group, Inc.

Phoenix, AZ

Tempe, AZ

Other Businesses

1.) LANDIS WEALTH ADVISORS - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - GILBERT, AZ - SINCE 06/2024 - INVESTMENT RELATED 2.) LANDINGS FINANCIAL SERVICES - CONTRACTED PARTNER, FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - GILBERT, AZ - SINCE 01/2025 - INVESTMENT RELATED 3.) CREDIT UNION FINANCIAL NETWORK - MEMBER - CUSO FOR ADVISOR - PHOENIX, AZ - SINCE 11/2007 - INVESTMENT RELATED 4.) PFG ADVISORS - INVESTMENT ADVISOR REP - REGISTERED INVESTMENT ADVISOR - PHOENIX, AZ - SINCE 03/2015 - INVESTMENT RELATED 5.) RICK LANDIS - INSURANCE AGENT - NON-VARIABLE INSURANCE - GILBERT, AZ - SINCE 11/2000 - INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-03-06
S63	Uniform Securities Agent State Law Examination	2000-10-12

S65 Uniform Investment Adviser Law Examination

2008-03-06
S63 Uniform Securities Agent State Law Examination

2000-10-12

Designations

Other Names

Rick Nelson Landis

View on SEC IAPD