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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-30 |
| TX | RA | APPROVED | 2021-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | El Paso | TX | 10/2018 | 03/2020 |
| Wells Fargo Clearing Services, Llc | El Paso | TX | 11/2016 | 10/2018 |
| Empowerment Financial Group | Scottsdale | AZ | 04/2020 | 11/2021 |
| Morgan Stanley | Tempe | AZ | 11/2021 | Present |
| Wells Fargo Advisors, Llc | El Paso | TX | 08/2015 | 11/2016 |
*625710 - The Grazing Slate; Investment Related - Yes; Phoenix, Arizona; Charcuterie Cart; Partner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 8; Catering and Cart Rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-27 |
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