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Richard Tyler Davies

Sendero Wealth Management, LLC

San Antonio, TX

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Current Employers
Sendero Wealth Management, Llc

250 W. Nottingham Suite 300, San Antonio, TX 78209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-23
  • TX RA
    APPROVED
    Since 2015-07-23

Branch Locations

250 W. Nottingham Suite 300, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sendero Wealth Management, Llc San Antonio TX 01/2020 Present
Sendero Wealth Management, Llc San Antonio TX 06/2015 01/2020
Previous Registrations
  • 2000-11-17 → 2005-08-16
    Waddell & Reed
    San Antonio, TX
Other Businesses

Owner, Sendero Partners, LLC (parent company) as of 1/1/25

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-23
S66 Uniform Combined State Law Examination 2000-11-16
  • S65 Uniform Investment Adviser Law Examination
    2015-07-23
  • S66 Uniform Combined State Law Examination
    2000-11-16

View on SEC IAPD

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