Nicholas Michael Bales

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2018
  Nbc Securities, Inc.
  Portland, OR
• 09/2018 → Present
  Edward Jones
  St.LOuis, MO

Previous Registrations

• 2015-06-30 → 2018-09-04
  Lanark Financial, Inc.
  Portland, OR
  Tigard, OR
  Birmingham, AL
• 2012-04-11 → 2015-06-15
  Jhs Capital Advisors, Llc
  Portland, OR
• 2002-08-27 → 2012-04-11
  Paulson Investment Company Llc
  Portland, OR
  Lake Oswego, OR
  Portland, OR
  Portland, OR

Other Businesses

Prier Pipe and Supply Salem, OR Start date: 3/1/2018 VP - Shareholder Hours per week: 0 Hours during trading: 0 Quarterly Meetings Prier Pipe and Supply Type of business: Plumbing Supply Salem, OR Start date: 2/1/2018 Vice President - Shareholder Hours per week: 8 Hours during trading: 0 Board Member and Owner By George Property LLC Type of business: Real Estate Wilsonville, OR Start date: 9/10/2018 Partner Hours per week: 4 Hours during trading: 0 Part Owner of the Property leased from Prier Pipe and Supply

Exams

• S66 Uniform Combined State Law Examination
  2002-04-17

Other Names

• Nick Bales