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Richard Doyle Hatton

Piper Sandler & Co.

Villa Hills, KY

Cincinnati, OH

Memphis, TN

CRD 4242137

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Employer firm

Piper Sandler & Co. CRD 665

$1.28B regulatory AUM 19 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • ANALYTICAL REPORTS/PUBLIC FINANCE CONSULTING PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-09-04
  • MN RA
    APPROVED
    Since 2019-09-04

Branch Locations

Villa Hills, KY • United States

250 E 5Th Street 15Th Floor, Cincinnati, OH 45202 • United States

3400 Players Club Suite 150, Memphis, TN 38125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Inc. Cincinnati OH 01/2016 03/2017
The Huntington Investment Company Columbus OH 04/2017 10/2018
Crews & Associates, Inc. Little Rock AR 11/2018 08/2019
Piper Sandler & Co Cincinnati OH 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2000-09-21
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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