Donald Gregg Duvall

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Harris Bank Na
  Hoffman Estates, IL
• 12/2005 → Present
  Harris Investor Services, Inc
  Algonquin, IL
• 01/2025 → Present
  Lpl Financial Llc
  Algonquin, IL

Previous Registrations

• 2013-09-20 → 2025-01-23
  Wintrust Investments Llc
  Chicago, IL
  Cary, IL
  Huntley, IL
  Algonquin, IL
• 2005-12-14 → 2013-09-24
  Bmo Harris Financial Advisors, Inc.
  Huntley, IL
  Algonquin, IL
  Barrington, IL
• 2004-12-16 → 2005-12-31
  Harrisdirect Llc
  Algonquin, IL

Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/27/2013- 40 Hours Per Month- 40 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-12-15
• S63 Uniform Securities Agent State Law Examination
  2000-10-30