John Edward Pesh

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2022-05-18

WI RA
APPROVED

Since 2022-05-18

Branch Locations

Madison, WI • United States

5910 Mineral Point Road, Madison, WI 53705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	03/2013	Present
Cuna Brokerage Services, Inc.	Waverly	IA	03/2013	Present
Lpl Financial Llc	Madison	WI	05/2022	Present

03/2013 → Present

Cuna Mutual Group

Waverly, IA
03/2013 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Madison, WI

Previous Registrations

2013-06-12 → 2022-05-18

Cuna Brokerage Services, Inc.

Madison, WI

Union, KY

Madison, WI

Madison, WI

Other Businesses

1. 05/18/2022 - CUNA Mutual Executive Benefits - Investment Related - 5910 Mineral Point Road, Madison WI 53705 - Non-Variable Insurance - Agent - Start Date: 03/18/2013 - 30 Hours Per Month/30Hours During Securities Trading - Time Spent 30%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-11
S63	Uniform Securities Agent State Law Examination	2000-09-22

S66 Uniform Combined State Law Examination

2013-06-11
S63 Uniform Securities Agent State Law Examination

2000-09-22

View on SEC IAPD