Wayne A Miller

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-07
TX	RA	APPROVED_RES	2010-08-02
WI	RA	APPROVED	2010-07-15

FL RA
APPROVED

Since 2024-08-07
TX RA
APPROVED_RES

Since 2010-08-02
WI RA
APPROVED

Since 2010-07-15

Branch Locations

Fernandina Beach, FL • United States

818 A1A N Ste 301, Ponte Vedra Beach, FL 32082-3298 • United States

Fern Bch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Brookfield	WI	07/2010	03/2020
Ameriprise Financial Services, Llc	Brookfield	WI	03/2020	Present

07/2010 → 03/2020

Ameriprise Financial Services, Inc.

Brookfield, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Brookfield, WI

Previous Registrations

1999-09-29 → 2010-07-23

Robert W. Baird & Co. Incorporated

Franklin, WI

Franklin, WI

Waukesha, WI

Other Businesses

Board of Directors; Knights of Columbus Holding Co. #3702; Board member; Brookfield, WI, ,; ; 01/01/1998; 1 to 9 hours per month; / Bishop Henni Assembly #1196; Trustee; Knights of Columbus West Allis, WI, ,; Not Investment-Related; 09/11/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-30
S63	Uniform Securities Agent State Law Examination	1999-09-23

S65 Uniform Investment Adviser Law Examination

1999-09-30
S63 Uniform Securities Agent State Law Examination

1999-09-23

Other Names

Wayne A Miller
Wayne Anthony Miller

View on SEC IAPD