Scott Charles Pospisil

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-07-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	07/2016	07/2019
Bank Of America, N.A.	Rolling Meadows	IL	08/2016	07/2019
Fifth Third Bank	Chicago	IL	07/2019	11/2021
Fifth Third Securities	Chicago	IL	08/2019	11/2021
Cetera Investment Services Llc	Saint Cloud	MN	11/2021	07/2026
Cetera Investment Advisers Llc	Hoover	AL	11/2021	07/2026
Regions Bank	Hoover	AL	11/2021	07/2026
Wells Fargo Clearing Services, Llc (	Birmingham	AL	07/2026	Present

07/2016 → 07/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
08/2016 → 07/2019

Bank Of America, N.A.

Rolling Meadows, IL
07/2019 → 11/2021

Fifth Third Bank

Chicago, IL
08/2019 → 11/2021

Fifth Third Securities

Chicago, IL
11/2021 → 07/2026

Cetera Investment Services Llc

Saint Cloud, MN
11/2021 → 07/2026

Cetera Investment Advisers Llc

Hoover, AL
11/2021 → 07/2026

Regions Bank

Hoover, AL
07/2026 → Present

Wells Fargo Clearing Services, Llc (

Birmingham, AL

2021-11-18 → 2026-07-09

Cetera Investment Advisers Llc

Hoover, AL
2019-08-28 → 2021-11-16

Fifth Third Securities, Inc.

Chicago, IL

Warrenville, IL

Naperville, IL
2016-11-29 → 2019-07-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-28
S63	Uniform Securities Agent State Law Examination	2002-09-13