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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-30 |
| AL | RA | APPROVED | 2017-03-25 |
Branch Locations
3500 Colonnade Pkwy Ste 140, Birmingham, AL 35243-8303 • United States
717 Kerr Drive, Gardenale, AL 35071 • United States
Birmingham, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Birmingham | AL | 03/2017 | Present |
| Msi Financial Services | Birmingham | AL | 07/2016 | 03/2017 |
| Massmutual Life Insurance Company | Birmingham | AL | 07/2016 | Present |
NAME: Constantine J Pihakis INV REL: Y ADD: 1101 22nd Street South, Birmingham AL 35205 NATURE: Ind Life/Health, Group Life/Health POSITION: Sales, Ownership, Agent START DATE: 04/2011 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-29 |
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