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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-25 |
| FL | RA | APPROVED | 2016-02-25 |
Branch Locations
200 Central Ave, Saint Petersburg, FL 33701 • United States
101 Derby St, Hingham, MA 02043 • United States
Saint Petersburg, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Orlando | FL | 01/1994 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 10/2009 | Present |
I*2411281, Entity Type: , Name of OBA: Tampa Bay Chamber, Address: Tampa, Florida, 33602, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 04/30/2025, No Hours: 4 Monthly, No Hours during Trading: 4 Monthly, Duties: Board of Directors position on the Tampa Bay Chamber of Commerce. The stated purpose of the chamber is to represent the interests of the businesses in the local community . There are approximately 90 Board Members that help to lend leadership expertise and help to provide support for the business community. I will not have financial or investment responsibility in the role. I*1049246 Entity Type: Entity Charitable Name of OBA: Florida Aquarium Inc, The Address: Tampa, Florida, 33602 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/17/2022 Number of Hours: 3, Monthly Number of Hours during trading: 3, Monthly Duties: Saving wildlife and conservation , research in addition to education and outreach to the community Have been a board member since 2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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