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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-26 |
| CT | RA | APPROVED | 2021-01-13 |
Branch Locations
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 03/2015 | 01/2021 |
| Bank Of America, N.A. | Stamford | CT | 07/2015 | 01/2021 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 01/2021 | Present |
GREENWICH YOUTH LACROSSE; NOT INVESTMENT RELATED; RIVERSIDE,CT; YOUTH LACROSSE COACH; START DATE 03/15/2021; NUMBER OF HOURS PER MONTH 24; NUMBER OF HOURS DURING TRADING 0; HEAD COACH OF A 7TH GRADE BOYS YOUTH LACROSSE TEAM. FDLIV P&C, LTD; INVESTMENT RELATED; NORWALK,CT; 100% OWNERSHIP; START DATE 03/09/2021; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.; TRUSTEE FOR FDLIV P&C LTD 401K, INV RELATED, OLD GREENWICH, CT, START: 7/29/2021, 0 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K.; EXECUTOR FOR FATHER, INV RELATED, NORFOLK, VA, START: 9/19/2022, 1 HR/MONTH, 0 HRS DURING TRADING.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, NORFOLK, VA, START: 11/18/2022, 2 HRS/MONTH, 1 HR DURING TRADING. SAVOR THE OLIVE LLC; NOT INV. RELATED; VIRGINIA BEACH, VA; 50% OWNERSHIP; RETAIL STORE SELLS OLIVE OILS, VINEGARS , ETC. START DATE 11/25/2024; 2 HOURS PER MONTH; 2 HOURS DURING BUSINESS HOURS. DEE GP, LLC; INV RELATED; NORWALK, CT; 90% OWNERSHIP; START: 12/13/2024; 2 HOURS A MONTH; 0 HOURS DURING TRADING; MERCHANT AGREEMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-11 |
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