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Austin Alfred Weichbrodt

Nuveen Asset Management, LLC

Chicago, IL

CRD 4241387

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-22
  • IL RA
    APPROVED
    Since 2024-04-22

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pimco Investments Llc New York NY 02/2011 01/2023
Pacific Investment Management Company Llc New York NY 02/2008 01/2023
Eq Wealth Advisors Dallas TX 01/2023 12/2023
Purshe Kaplan Sterling Investments Albany NY 02/2023 09/2023
Nuveen Securities, Llc Frisco TX 04/2024 Present
Nuveen Asset Management, Llc Chicago IL 04/2024 Present
White Brick Llc Frisco TX 08/2016 Present
  • 02/2011 → 01/2023
    Pimco Investments Llc
    New York, NY
  • 02/2008 → 01/2023
    Pacific Investment Management Company Llc
    New York, NY
  • 01/2023 → 12/2023
    Dallas, TX
  • 02/2023 → 09/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 04/2024 → Present
    Nuveen Securities, Llc
    Frisco, TX
  • 04/2024 → Present
    Chicago, IL
  • 08/2016 → Present
    White Brick Llc
    Frisco, TX
Previous Registrations
Other Businesses

(1) Name: Random Walk Position: Singer and rhythm guitar Nature: The band plays at various locations around North Texas Investment Related: N Hours: 2-3 Securities Trading Hours: 0 Start Date: 4/2016 Address: Home Address, Frisco, TX 75033 Description: Sing/Play Guitar/ Entertainment (2) Name: White Brick LLC Position: Owner Nature: Rental Property Investment Related: N Hours: 1 Securities Trading Hours: 0 Start Date: 8/2016 Address: Home Address, Frisco, TX75033 Description: rent out property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-31
S65 Uniform Investment Adviser Law Examination 2008-03-22
S63 Uniform Securities Agent State Law Examination 2004-05-27
  • S66 Uniform Combined State Law Examination
    2023-07-31
  • S65 Uniform Investment Adviser Law Examination
    2008-03-22
  • S63 Uniform Securities Agent State Law Examination
    2004-05-27
Other Names
  • Austin A Weichbrodt
  • Austin Alfred Weichbrodt
  • Austin Weichbrodt

View on SEC IAPD

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