Richard Charles Bassett

Current Employers

Employment History

• 08/2003 → Present
  J.MArshall Associates
  Fall River, MA
• 01/2004 → 10/2016
  Investors Capital Corp
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-02-09 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Fall River, MA
  Lynnfield, MA
  Fall River, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, HEALTH, DISABILITIES, ANNUITIES, & LONG TERM CARE; NAME OF OTHER BUSINESS: J. MARSHALL ASSOCIATES & J. MARSHALL ASSOCAITES INSURANCE SERVICES INC., INVESTMENT RELATED: YES, ADDRESS: 982 EASTERN AVENUE FALL RIVER MA 02723, NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES, SECURITIES & FIXED INSURANCE, START DATE: 8/2003, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF TRADING HOURS PER WEEK: 30, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR, BRIEF DESCRIPTION OF DUTIES: INSURANCE, FIXED ANNUITIES, AND SECURITIES SALES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-18
• S63 Uniform Securities Agent State Law Examination
  2000-10-31