Hassan Kaouss

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-24
NC	RA	APPROVED	2024-01-02

TX RA
APPROVED_RES

Since 2026-04-24
NC RA
APPROVED

Since 2024-01-02

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Huntersville	NC	11/2011	11/2023
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2023
Raymond James & Associates, Inc	Charlotte	NC	11/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	12/2023

11/2011 → 11/2023

Morgan Stanley Smith Barney

Huntersville, NC
01/2015 → 11/2023

Morgan Stanley Private Bank, National Association

New York, NY
11/2023 → Present

Raymond James & Associates, Inc

Charlotte, NC
01/2015 → 12/2023

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2011-11-16 → 2023-12-12

Morgan Stanley

Cornelius, NC
2009-01-27 → 2011-11-02

Lpl Financial Llc

Cambridge, MA

Boston, MA

Boston, MA

Brookline, MA

Wellesley, MA

Boston, MA

Weston, MA

Chestnut Hill, MA

Boston, MA

Middleton, MA

Brookline, MA

East Boston, MA

Boston, MA

Chestnut Hill, MA

Brookline, MA

Brookline, MA

Chestnut Hill, MA

Brookline, MA

Brookline, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-09-30

S66 Uniform Combined State Law Examination

2000-09-30