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Jonathan Chan

J.P. Morgan Securities LLC

Foster City, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-04-29
  • CA RA
    APPROVED
    Since 2014-04-29

Branch Locations

925 E Hillsdale Blvd., Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmc Bank Na (Southwest) Foster City CA 04/2014 Present
J.P. Morgan Securities Llc Foster City CA 04/2014 Present
Previous Registrations
  • 2011-01-03 → 2014-03-20
    Wells Fargo Clearing Services, Llc
    Palo Alto, CA
    Walnut Creek, CA
    Millbrae, CA
  • 2008-08-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Millbrae, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-22
  • S66 Uniform Combined State Law Examination
    2000-11-22
Other Names
  • Tat Hung Chan
  • Jonathan T Chan
  • Jonathan T Chan
  • Jonathan Tat Hung Chan

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA
SEMPERVIRENS VENTURES LLC · SAN MATEO, CA

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