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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2000 | Present |
| Steffenauer & Associates Cpa'S, Inc | Columbia | IL | 10/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2022 | Present |
1) O1/1997-PRESENT REAL ESTATE INVETMENT MGNT INC BUSINESS IS NON - RESIDENTIAL RENTAL PROPERTY S CORPORATION LOCATED IN COLUMBIA,IL 62236 50% STOCK HOLDER. 2) STEFFENAUER & ASSOCIATES CPAS INC; NON-INV REL; COLUMBIA, IL; ACCOUNTING CPA; OWNER; START DATE 10/2012; 150 HRS/MTH, 40 DURING SECURITES TRADING HRS:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-05 |
| S66 | Uniform Combined State Law Examination | 2000-09-18 |
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