Bret Michael Steffenauer

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2000 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2012 → Present
  Steffenauer & Associates Cpa'S, Inc
  Columbia, IL
• 09/2022 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-11-06 → 2003-12-31
  Cetera Investment Advisers Llc
  Columbia, IL

Other Businesses

1) O1/1997-PRESENT REAL ESTATE INVETMENT MGNT INC BUSINESS IS NON - RESIDENTIAL RENTAL PROPERTY S CORPORATION LOCATED IN COLUMBIA,IL 62236 50% STOCK HOLDER. 2) STEFFENAUER & ASSOCIATES CPAS INC; NON-INV REL; COLUMBIA, IL; ACCOUNTING CPA; OWNER; START DATE 10/2012; 150 HRS/MTH, 40 DURING SECURITES TRADING HRS:

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-05
• S66 Uniform Combined State Law Examination
  2000-09-18