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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-08 |
| CA | RA | APPROVED | 2000-10-17 |
Branch Locations
1905 The Alameda, San Jose, CA 95126 • United States
Campbell, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| O & E Am/Pm Arco | Modesto | CA | 07/1994 | Present |
| Ameriprise Financial Services, Inc. | San Jose | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | San Jose | CA | 03/2020 | Present |
Business Ownership; Eighth Floor Group LLC.; Partner in the decisions of the LLC; Common entity to pay non-licensed shared staff and office expenses; 1905 The Alameda, San Jose CA 95126, ,; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours / Terra Three LLC; Partner for making decisions; Entity to manage the finances and real estate of our shared AMP office; 1905 The Alameda, San Jose CA 95126, ,; Investment-Related; 04/25/2017; 1 to 9 hours per month; 0 during trading hours / Five Summers LLC; Sole Owner; Real Estate; 3827 Abbey Ct, , Campbell, CA, 95008; Not Investment-Related; 12/16/2021; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-11 |
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