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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2017-08-21 |
| NH | RA | APPROVED | 2017-03-03 |
| FL | RA | APPROVED | 2000-10-12 |
Branch Locations
276 Newport Rd Ste 213 Po Box 2518, New London, NH 03257 • United States
South Royalton, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Jacksonville | FL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | New London | NH | 03/2020 | Present |
Outside Employment; Outside Employment; Doughballer; Other; 429 Allen Hill Rd, , S. Royalton, VT, 5068; Not Investment-Related; 11/10/2021; 0 during trading hours; 1 to 9 hours per month. Other Business Activities; Screenwriting; Authoring and selling of screenplays.; 429 Allen Hill Rd, , South Royalton, VT, 5068; Not Investment-Related; 09/20/2019; 0 during trading hours; 10 to 19 hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-05 |
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