Alicia W Loo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Ubs Financial Services Inc.
  San Francisco, CA

Previous Registrations

• 2005-11-18 → 2013-06-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA

Other Businesses

Guy Miller and Alicia Loo / 550 Battery Street Apt 1819 San Francisco,California 94111 / Other/ Other Rental property. There is no sector. And as described above, there is no entity. / My husband and I rent a condominium we own to a tenant. There is no legal entity, nor are there articles of incorporation. / Proprietor / owner / / I own the condo and receive income from it. / Start Date 7/17/2018 / We rent a condominium unit out to a tenant. /

Exams

• S66 Uniform Combined State Law Examination
  2005-11-16

Other Names

• Alicia Loo
• Alicia Wong Loo