Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-06-26
  • CA RA
    APPROVED
    Since 2013-06-26

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

555 California Street Suite 3300-A, San Francisco, CA 94104-1608 • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 06/2013 Present
Previous Registrations
Other Businesses

Guy Miller and Alicia Loo / 550 Battery Street Apt 1819 San Francisco,California 94111 / Other/ Other Rental property. There is no sector. And as described above, there is no entity. / My husband and I rent a condominium we own to a tenant. There is no legal entity, nor are there articles of incorporation. / Proprietor / owner / / I own the condo and receive income from it. / Start Date 7/17/2018 / We rent a condominium unit out to a tenant. /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-16
  • S66 Uniform Combined State Law Examination
    2005-11-16
Other Names
  • Alicia Loo
  • Alicia Wong Loo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor