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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-08
  • TX RA
    APPROVED
    Since 2026-01-08

Branch Locations

1104 S. Rock Street, Georgetown, TX 78626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Austin TX 07/2011 12/2025
Raymond James & Associates, Inc. Austin TX 01/2026 Present
Previous Registrations
  • 2011-07-25 → 2025-12-31
    Austin, TX
    Austin, TX
    San Diego, CA
  • 2005-12-19 → 2011-07-26
    Cuna Brokerage Services, Inc.
    Austin, TX
    Austin, TX
    Cedar Park, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-16
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S66 Uniform Combined State Law Examination
    2005-12-16
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07
Other Names
  • Denise Tai

View on SEC IAPD

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