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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Pittsburgh | PA | 07/2000 | 01/2017 |
| Hefren Tillotson | Pittsburgh | PA | 03/2017 | 09/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2022 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-17 |
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