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Amy Lynn Buikema

Ptma Investment Advisors

Naperville, IL

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Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-20
  • IL RA
    APPROVED
    Since 2019-06-20

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Interactive Financial Advisors Chicago IL 05/2016 05/2019
Brooklight Place Securities, Inc. Downers Grove IL 05/2005 06/2019
Pma Securities, Llc Naperville IL 06/2019 Present
Prudent Man Advisors, Llc Naperville IL 06/2019 Present
Pma Financial Network, Llc Naperville IL 06/2019 Present
  • 05/2016 → 05/2019
    Interactive Financial Advisors
    Chicago, IL
  • 05/2005 → 06/2019
    Brooklight Place Securities, Inc.
    Downers Grove, IL
  • 06/2019 → Present
    Pma Securities, Llc
    Naperville, IL
  • 06/2019 → Present
    Prudent Man Advisors, Llc
    Naperville, IL
  • 06/2019 → Present
    Pma Financial Network, Llc
    Naperville, IL
Previous Registrations
  • 2016-05-06 → 2019-05-29
    Interactive Financial Advisors
    Oakbrook, IL
  • 2010-02-18 → 2015-12-31
    Brooklight Place Securities, Inc.
    Fountain Hills, AZ
    Oak Brook, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-02
S63 Uniform Securities Agent State Law Examination 2000-12-08
  • S66 Uniform Combined State Law Examination
    2009-11-02
  • S63 Uniform Securities Agent State Law Examination
    2000-12-08

View on SEC IAPD

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