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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-30 |
| CA | RA | APPROVED | 2020-06-17 |
Branch Locations
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hanson Mcclain | Sacramento | CA | 08/2010 | Present |
| Hanson Mcclain Advisors | Sacramento | CA | 02/2011 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 05/2020 | Present |
| Allworth Financial | Sacramento | CA | 08/2010 | 04/2020 |
| Ucpath Center | Sacramento | CA | 08/2015 | 12/2018 |
I*3523292 Entity Type: N/A Name of OBA: California Masonic Memorial Temple Address: San Francisco, California, 94108 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/21/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Overview of the California Masonic Memorial Temple Building to ensure its continued operation. To assist in the overview of the property management company and ensure building is in good working order.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-23 |
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