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Colin Theodore Barber

Ocean Park Asset Management, LLC

Santa Monica, CA

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Current Employers
Ocean Park Asset Management, Llc

3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-30
  • CA RA
    APPROVED
    Since 2024-10-30

Branch Locations

3420 Ocean Park Blvd. Ste 3060, Santa Monica, CA 90405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sierra Investment Management Inc Santa Monica CA 10/2015 Present
Northern Lights Distributors, Llc Elkhorn NE 10/2015 Present
Ocean Park Asset Management, Llc Santa Monica CA 10/2015 Present
  • 10/2015 → Present
    Sierra Investment Management Inc
    Santa Monica, CA
  • 10/2015 → Present
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 10/2015 → Present
    Ocean Park Asset Management, Llc
    Santa Monica, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-02
S63 Uniform Securities Agent State Law Examination 2000-10-02
  • S65 Uniform Investment Adviser Law Examination
    2009-11-02
  • S63 Uniform Securities Agent State Law Examination
    2000-10-02
Other Names
  • Colin Barber

View on SEC IAPD

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Other Offices

VICTUS CAPITAL WEALTH · SANTA MONICA, CA
SERENUS WEALTH ADVISORS, LLC · SANTA MONICA, CA
WILSHIRE · SANTA MONICA, CA
DIMENSIONAL FUND ADVISORS LP · SANTA MONICA, CA
COMPOSITION WEALTH, LLC · SANTA MONICA, CA
OCEAN AVENUE WEALTH MANAGEMENT · SANTA MONICA, CA
A.G.P. / ALLIANCE GLOBAL PARTNERS · SANTA MONICA, CA
MANTIS CAPITAL MANAGEMENT, LLC · SANTA MONICA, CA

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